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Title Investor protection in light of the Dodd-Frank Act / Caroline S. Jensen, editor.

Published New York : Nova Science Publishers, c2011.
LOCATION CALL # STATUS
 Law Library - First Floor  KF969.58201 .A2 2011b     AVAILABLE
Descript viii, 203 p. ; 27 cm.
Series Business issues, competition and entrepreneurship
Economic issues, problems and perspectives
Business issues, competition and entrepreneurship series.
Economic issues, problems and perspectives series.
Note Contains edited, excerpted and augmented editions of CRS reports.
Bibliography Includes bibliographies and index.
Contents Study on investment advisers and broker-dealers / United States Securities and Exchange Commission -- The Dodd-Frank Wall Street Reform and Consumer Protection Act : Title IX, investor protection / Mark Jickling -- Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / Gary Shorter.
Subject United States. Dodd-Frank Wall Street Reform and Consumer Protection Act.
Financial services industry -- Law and legislation -- United States.
Individual investors -- Legal status, laws, etc. -- United States.
Consumer protection -- Law and legislation -- United States.
Other Author Jensen, Caroline S.
ISBN 9781613242452 (hbk.)
161324245X (hbk.)